Friday, August 31, 2012

Alabama Supreme Court Ruling on Fictitious Defendants


                In Ex parte Nail, No. 1110742, on June 3, 2005, Dulin’s treacheostomy tube became dislodged during a bath administered by hospital personnel, causing him to suffer brain damage due to oxygen deprivation.  A month later, his wife obtained the hospital records on which the names of individuals on the “Code Team” were abbreviated, misspelled and/or illegible. 

            On May 2, 2007, a personal injury/medical negligence cause of action was brought against the hospital and 17 fictitiously named defendants.  Accompanying the complaint were discovery requests asking for the “names of all individuals who were assisting or attending to [Dulin] at the time [his] trachemostomy tube became dislodged.”  On September 10, 2007, the hospital responded with the names Alanna Nail, Paul Watson and Gennie Farragher.  On October 26, 2007, the complaint was amended to substitute these three for fictitiously named defendants.  When the trial court denied the three’s motion to dismiss on statute-of-limitations grounds, the three filed a mandamus petition.  The Supreme Court denied the petition. 

            The Supreme Court held that, under the circumstances, the Dulin’s exercised ordinary due diligence and were excused from knowing or should have known the three’s identity when the original complaint was filed.  The Supreme Court emphasized that the Dulins had filed formal discovery requests with the original complaint, as well as, the problems with reading names on the records. 

            The “value” of this opinion should be considered in light of earlier opinions that suggest that a prospective plaintiff should undertake some informal investigation to determine who should be defendants and/or instituted pre-filing formal discovery.  Additionally, this was a five-justice opinion with Woodall writing the opinion.  The full court, with more “conservative” justices, might not be so understanding.

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